We give the best Services
A strong compliance program requires experienced leadership — but hiring a full-time Chief Compliance Officer can be costly and difficult to staff. Our Outsourced CCO service gives your firm access to senior-level compliance expertise without the overhead of an in-house executive.
We act as your firm’s designated compliance leader, ensuring all regulatory obligations are met while helping you build and maintain a culture of compliance.
Our Outsourced CCO Support Includes:
Compliance Program Design & Oversight – Developing, implementing, and maintaining policies and procedures tailored to your firm’s business.
Regulatory Filings & Reporting – Managing Form ADV, Form U4/U5, and other required submissions.
Risk Assessments & Testing – Conducting independent compliance reviews, testing, and audits to identify and mitigate risks.
Regulatory Exam Support – Preparing your firm for SEC, FINRA, or state regulatory examinations and representing you throughout the process.
Training & Awareness – Providing compliance training for staff and management to strengthen internal accountability.
Ongoing Advisory – Offering proactive guidance on new regulatory developments and industry best practices.
Why Choose Our Outsourced CCO Service?
- Access to seasoned compliance professionals with deep industry knowledge
- Cost-effective alternative to hiring a full-time CCO
- Scalable support that grows with your business
- Peace of mind knowing your compliance program is continuously monitored and improved
With our Outsourced CCO service, your firm benefits from expert compliance leadership, enhanced credibility, and reduced regulatory risk — all without the cost of an in-house executive.
Contact
- 3111 West Allegheny Avenue Pennsylvania 19132
-
1-982-782-5297
1-982-125-6378 - support@consultio.com
Brochures
View our 2020 Medical prospectus of
brochure for an easy to read guide on
all of the services offer.

