We’re a compliance consultancy that turns complex regulations into clear, actionable strategies for sustainable business growth.
ComplianceAFA exists to bridge the gap between complex regulatory requirements and real-world business operations. From that point of connection, we build robust compliance frameworks that protect and empower organizations.
We bring over 10 years of combined experience guiding financial institutions, fintechs, and MSBs through evolving AML, FINTRAC, and securities compliance landscapes.
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We position our clients at the forefront of their field by advanced services.
We bring more than 10 years’ senior experience forging collaborations across government, private sector and many other forums.
Broker-dealer Compliance
Expert guidance to help broker-dealers meet SEC and FINRA requirements, streamline procedures, and stay audit-ready.
Outsourced CCO
Optimize your brokerage with our specialized broker-dealer compliance solutions, ensuring seamless regulatory adherence.
New Members Application
Simplify and expedite the onboarding process with our New Members Application service, streamlining membership applications for a seamless entry into your organization.
